- Form 8-K is a very broad form used to notify investors in United States public companies of specified events that may be important to shareholders or the United States Securities and Exchange Commission.This is one of the most common types of forms filed with the SEC. After a significant event like bankruptcy or departure of a CEO, a public company generally must file a Current Report on Form.
- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2012 The Charles Schwab Corporation (Exact name of registrant as specified in its charter) Commission File Number: 1-9700.
Form 8-K is a very broad form used to notify investors in United States public companies of specified events that may be important to shareholders or the United States Securities and Exchange Commission. This is one of the most common types of forms filed with the SEC. After a significant event like bankruptcy or departure of a CEO, a public company generally must file a Current Report on Form 8-K within four business days to provide an update to previously filed quarterly reports on Form 10-Q and/or Annual Reports on Form 10-K. Form 8-K is required to be filed by public companies with the SEC pursuant to the Securities Exchange Act of 1934, as amended.[1] Adobe flash cs3 software.
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When Form 8-K is required[edit]
https://newarizona749.weebly.com/install-windows-7-32-bit.html. Aug 10, 2012 In addition to filing annual reports on Form 10-K and quarterly reports on Form 10-Q, public companies must report certain material corporate events on a more current basis. Form 8-K is the “current report” companies must file with the SEC to announce major events that shareholders should know about. The instructions for Form 8-K describe the types of events that trigger a public company.
Form 8-K is used to notify investors of a current event.[2] Windows pxe boot image windows 10. These types of events include signing, amending or terminating material definitive agreements not made in the ordinary course of business, bankruptcies or receiverships, mine shutdowns or violations of mine health and safety laws, consummation of a material asset acquisition or sale, results of operations and financial condition, creating certain financial obligations, such as incurrence of material debt, triggering events that accelerate material obligations (such as defaults on a loan), costs associated with exit or disposal plans (layoffs, shutting down a plant, or material change in services or outlets), material impairments, delisting from a securities exchange or failing to satisfy listing requirements, unregistered equity sales (private placements), modifications to shareholder rights, change in accountants, determinations that previously issued financial statements cannot be relied upon, change in control, senior officer appointments and departures, director elections and departures, amendments to certificate/articles of incorporation or bylaws, changes in fiscal year, trading suspension under employee benefit plans, amendments or waivers of code of ethics, changes in shell company status, results of shareholder votes, disclosures applicable to issuers of asset-backed securities, disclosures necessary to comply with Regulation FD, other material events, and certain financial statements and other exhibits.
Investors should always read any 8-K filings that are made by companies in which they are invested. These reports are often material to the company, and frequently contain information that will affect the share price.
Reading Form 8K[edit]
Sec Form 8 K Pdf File
Typically an 8-K filing will only have two major parts: the name and description of the event and any exhibits that are relevant. The name and description of the event contains all the information that the company considers relevant to shareholders and the SEC. It is important to read this information, as it has been deemed 'material' by the company. Putt putt joins the parade game. Any exhibits that are relevant may include financial statements, press releases, data tables, or other information that is referenced in the description of the event.
References[edit]
www.sec8k.com
- ^For a list of events that would trigger a Form 8-K to be filed, see the Official SEC Form 8-K Summary, briefly below, and this fully annotated Form 8-K, which contains links to all rules and SEC guidance applicable to the form.
- ^Lopez, Erik (October 3, 2015). 'The Ultimate Annotated Form 8-K'. The M&A Lawyer Blog. Jasso Lopez PLLC. Retrieved October 5, 2015.
External links[edit]
Retrieved from 'https://en.wikipedia.org/w/index.php?title=Form_8-K&oldid=861772911'
Aug. 10, 2012
In addition to filing annual reports on Form 10-K and quarterly reports on Form 10-Q, public companies must report certain material corporate events on a more current basis. Form 8-K is the “current report” companies must file with the SEC to announce major events that shareholders should know about.
Sec Form 8-k Rules
The instructions for Form 8-K describe the types of events that trigger a public company's obligation to file a current report, including any of the following :
Sec 8 K Filing Deadlines
Section 1 | Registrant's Business and Operations |
Item 1.01 | Entry into a Material Definitive Agreement |
Item 1.02 | Termination of a Material Definitive Agreement |
Item 1.03 | Bankruptcy or Receivership |
Item 1.04 | Mine Safety - Reporting of Shutdowns and Patterns of Violations |
Section 2 | Financial Information |
Item 2.01 | Completion of Acquisition or Disposition of Assets |
Item 2.02 | Results of Operations and Financial Condition |
Item 2.03 | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant |
Item 2.04 | Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement |
Item 2.05 | Costs Associated with Exit or Disposal Activities |
Item 2.06 | Material Impairments |
Section 3 | Securities and Trading Markets |
Item 3.01 | Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
Item 3.02 | Unregistered Sales of Equity Securities |
Item 3.03 | Material Modification to Rights of Security Holders |
Section 4 | Matters Related to Accountants and Financial Statements |
Item 4.01 | Changes in Registrant's Certifying Accountant |
Item 4.02 | Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review |
Section 5 | Corporate Governance and Management |
Item 5.01 | Changes in Control of Registrant |
Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers |
Item 5.03 | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year |
Item 5.04 | Temporary Suspension of Trading Under Registrant's Employee Benefit Plans |
Item 5.05 | Amendment to Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics |
Item 5.06 | Change in Shell Company Status |
Item 5.07 | Submission of Matters to a Vote of Security Holders |
Item 5.08 | Shareholder Director Nominations |
Section 6 | Asset-Backed Securities |
Item 6.01 | ABS Informational and Computational Material |
Item 6.02 | Change of Servicer or Trustee |
Item 6.03 | Change in Credit Enhancement or Other External Support |
Item 6.04 | Failure to Make a Required Distribution |
Item 6.05 | Securities Act Updating Disclosure |
Section 7 | Regulation FD |
Item 7.01 | Regulation FD Disclosure |
Section 8 | Other Events |
Item 8.01 | Other Events (The registrant can use this Item to report events that are not specifically called for by Form 8-K, that the registrant considers to be of importance to security holders.) |
Section 9 | Financial Statements and Exhibits |
Item 9.01 | Financial Statements and Exhibits |
Companies have four business days to file a Form 8-K for the events specified in the items in Sections 1-6 and 9 above. However, if the issuer is furnishing a Form 8-K solely to satisfy its obligations under Regulation FD, then the due date might be earlier. (Issuers with questions concerning compliance with Regulation FD should consult with counsel or the SECs Division of Corporation Finance.)
Sec Form 8-k Pdf
For more information on how to read a Form 8-K, including more detailed descriptions of some of the events required to be disclosed on Form 8-K, you can read our investor bulletin on How to Read an 8-K. You can find a company’s Form 8-K filings on the SEC’s EDGAR database. We have posted information on our website on how to use the EDGAR database. You may wish to read answers to Frequently Asked Questions about the implementation and interpretation of the Form 8-K items, produced by the staff of the Division of Corporation Finance.